Outcome of environmental law approximation on a regional basis

Environmental directives of a constitutional character

CEE countries' environmental legislation of a constitutional character is only partly related to the Treaty provisions of the EU. The information provided in the country studies could not be interpreted so as to be able to assess compliance with EU law in quantitative terms. They are only partly related to EU legislation due to issues of a purely domestic character. It was also not useful to compare two sets of constitutional provisions as they have only an indirect effect on the development, implementation and enforcement of environmental protection regulations. The environmental legislation of a given country may be effective without having a "right to a healthy environment" clause in the Constitution, or ineffective together with a special environmental administration structure.

Constitutional provisions

There are some general conclusions that one may draw from the country studies on constitutional or general legal issues. Criteria related to the association agreements and to governmental advisory bodies are not fully relevant as they have not become a common issue in the region. Most constitutional provisions that have been adopted in the past four to six years in CEE countries contain a direct reference to "the right to a healthy environment" as a basic human/citizen right, and, in some cases, accepting environmental protection as a priority state objective. The "right to a healthy environment" provision is usually linked either with the protection of human life or health, or with state objectives. The environment as a constitutional right and a priority state objective may not be interpreted in a way that suggests these provisions should be used directly in any legal procedures. Both of these provisions have a theoretical rather than practical importance.

Framework environmental act

The countries of the region usually have their own general or framework environmental acts. These acts are sometimes very general or even vague, but sometimes they embody one or more legal instruments or procedures. Of course, the mere existence of an environmental act adopted by parliament is far from adequate. This may be understood quite clearly considering that some country studies refer to the general provisions of environmental acts, but they do not mention any further and enforceable regulations. The endeavor to have a framework environmental act, containing not only principles but also basic legal instruments and procedures, is self-apparent. Two of the latest results of this kind of legislation are the Slovenian act of 1994 and the Hungarian act of 1995. Polish legislation will soon adopt a similar environmental act. This new generation of environmental acts seems to be a developing trend in the region.

Environmental policies

There is also a tendency to develop national environmental policies or programs somewhat similar to the action programs of the EU. These policies or programs may be found in draft format only or as very general documents without direct references to further implementation programs. The above-mentioned tendency focuses more and more on detailed action plans, but these are usually in draft or even abstract format only.

Environmental administration

The countries of the region all have their own environmental ministries, sometimes in combination with a related government area Ñ water, nature, building, regional policy. Also, some countries have set up their own environmental administration structures, most often with a special environmental central authority (Inspectorate) at the top. Local governments may also receive environmental tasks.

It was also unnecessary to compare environmental administrations in detail. It is no wonder EU legislation simply refers to a "competent authority" and leaves it to the discretion of the member states to clarify their own position. What is essential is to understand whether the individual or shared environmental administrations are capable of managing effective enforcement or not. But the evaluation of environmental enforcement and compliance is such a complex problem that the present overview is unable to examine it.

Legal codes

Finally, the country studies mention some specific provisions of civil and criminal codes related to environmental protection. The reason the regional overview does not examine these specific provisions is similar to that of the previous question - the mere existence of a specific provision does not mean that this has ever been used in legal practice. In any case, it would be desirable to have specific provisions in both codes, among others, that have a strict liability provision in civil law together with references to environmental damage or the development of a presumption of causality. Again, these problems may form a part of an enforcement overview.

General environmental policy regulation

Level of compliance

The questions on general environmental policy are a mixture of theoretical and practical problems. Problems of environmental law principles and, at least at the moment, the concept of integrated pollution prevention and control, represent the conceptual basics of environmental protection, while EIA regulations, free access to information and the utilization of environmental funds are closer to enforcement. Eco-label award schemes and the development of environmental management schemes as elements of self-regulation represent a new development tendency in environmental law. The detailed analysis of general environmental policy is deeper than is the case for other fields of environmental law as it is much more a mixture of different important environmental law measures than the other six areas.

Because most countries in the region adopted new environmental laws or other principal regulations in the last few years, the field of general environmental policy is one of the more advanced in terms of its stage of approximation. The level of compliance with existing EU environmental legislation (57 percent) is among the three best results from the seven areas; only nature conservation and water quality protection are more advanced. But in both fields historical considerations play an important role. This high compliance level may be taken as a firm basis for developing the legal systems in the 10 countries in a more "European" way.

The principles are the most advanced in Hungary, as here is the newest environmental act, passed in 1995. In Bulgaria, the Czech Republic, Lithuania, the Slovak Republic and Slovenia, there are also recent acts, but all are more than one year old. Countries like Estonia and Latvia have not developed their overall environmental laws. In Romania, a new environmental framework law will be shortly promulgated. In Poland, drafting work on a similar law was undertaken last year.

Principles of environmental law

The easiest way was to adopt the principles of environmental law, but some of these principles - such as rectifying pollution at its source or implementing the precautionary principle - need further elaboration. When looking at the details of one of these principles, the polluter-pays-principle, the overall level of similarity is much less favorable. Taking the polluter-pays-principle as an important element of the market-oriented approach to environmental protection, certain elements are often missing in domestic legal systems.

The regulation of environmental impact assessments has also developed rapidly in the past years, but the details and procedures of the EIA do not always follow the general adoption of this instrument. The presence of the EIA as a requirement is only missing in Latvia and it is still only in draft format in Estonia, while the content and the procedure are really well-developed in Hungary and Slovakia, due to brand-new regulations.

Access to information is very important as a precondition of public participation. Full recognition of free access is missing in most cases due to the fact that the former socialist legal systems did not adopt the rights of the public in the different areas of decision making. Also, the main philosophy of public administration was and usually still is the concept of state as a "bonus et diligens pater familias".

Environmental management

There are a few examples of the eco-label award scheme, namely the Czech Republic and Hungary, while in other countries the official country-wide and controlled system is missing or may only be found in draft format. Generally speaking, the importance of regulating the protection of consumer interests that may be taken as a precondition of eco-labels is underestimated.

The development of environmental management schemes requires a well-established market economy, thus it would not be realistic to demand these countries have an advanced form of voluntary environmental management. Bulgaria, Hungary, Romania and Slovenia are the only examples where one may witness the beginning of the utilization of these schemes or where even a draft format is present.

CEE countries all have a relatively advanced system of environmental funds. Most of these funds were created before 1990 when they expressed the interest of the state in environmental issues. Unfortunately, these funds were usually the only method of financing environmental protection in the past. Therefore, in the case of these funds, independence from the central budget and the democratic ways of decision making involving public participation, over the utilization of the fund, are more difficult to perceive.

Finally, the concept of integrated pollution prevention and control may be detected only in its earliest stages or within the framework of environmental policy considerations. In the Baltic countries and Slovakia, even this early stage is missing.

Air

Air pollution regulation in the selected ten countries represents a medium level of compliance with existing European Community legislation. The overall level of approximation may be taken as 46 percent. The largest part of this ranking comes from relatively well-formulated emission or ambient air quality regulations, coupled with extensive point-source emission regulation and control. There are at least two reasons for the advanced state of regulations in these fields, namely the wider international context and the increased visibility of air pollution in a great number of cases. However, technological regulations should be more extensively developed than the state-of-the-art at the moment.

The situation is worst concerning the setting up of plans for the improvement of air quality. Hungary is the only country that claims it is in the early stages of planning.

Point source regulations are less developed in Latvia, while the best situations are probably in Slovenia and Bulgaria, according to the country reports. Point sources usually receive satisfactory attention on behalf of legislation, and the monitoring system also looks substantial for emissions control.

With the exception of Bulgaria, Slovakia and Slovenia, the BATNEEC as a technology requirement characterizing air emission regulations is missing in the countries of the region, though one may find some early drafts of proposals in this respect. But if we examine the possible improvement policies and strategies relating to industrial plants, the situation is even less satisfactory, as it is only Slovakia which claims to have this type of strategy.

In the case of mobile source regulations, the conditions in the three Baltic states and Romania are the least developed, while the other countries all have relatively advanced regulations for these emission sources.

The basis of air pollution regulations is to connect the operation of likely polluting industrial plants to the condition of an administrative authorizations procedure. In Bulgaria and Slovenia, this condition is now under development, while the other countries all have authorization procedures similar to that of the EU.

Chemicals, industrial risks and biotechnology

This is the field of environmental legislation that generally has the lowest ranking among the seven environmental regulatory areas. The 27 percent of compliance as an average means nothing but the beginning of the drafting or some early attempts at regulation. The use of chemicals, the chemical industry itself and the other types of dangerous industrial activities received a large amount of support and, what is also relevant, secrecy on behalf of the state for decades. On the other hand, it is a field where immense changes could be achieved without too detailed an investigation of domestic legal systems simply by adopting some Community legislative pieces.

The situation is somewhat better in the case of dangerous substances or chemicals, where both the packaging and labeling and the specific permitting and record-keeping of these goods has received some attention. We have to admit that most of these rules are also connected with the regulations of toxins, and also of public and worker health. Dangerous industrial activities are receiving much less attention at the moment, and we should rather speak about drafts on control of these activities or on the need to develop emergency requirements. Some country reports claimed to have such regulations in domestic law, but as the references were actually connected with labor safety requirements, it was not possible to accept these arguments when editing the final overview. This is probably the situation in the case of Slovakia, where they claim to have an extensive emergency response plan, though the basis of controlling dangerous industrial activities (i.e. reporting and control) is missing.

Unfortunately, the public is not informed about dangerous industrial activities and emergency response plans. Again, Slovakia is an exception of the general neglect in this field. The lack of public information is closely related to the reasons mentioned in connection with free access to environmental information.

There are some early signs of regulating issues like Good Laboratory Practice and sometimes also GMOs or GMMOs, but both of these issues are only in draft format. Knowing the above situation, where the domestic regulations do not cover dangerous substances or activities, it is no wonder risk assessment measures are also only in an early stage of perception. The underlying requirements should be there first in order to provide a firm basis for the more general terms of risk assessment.

Nature conservation

Nature conservation has the longest history of all the aspects of environmental law. It has also the least connection with general economic development and the political conditions of any given country. These are the main reasons why nature protection is the field of environmental law that is the most advanced in comparison with EU environmental legislation, as indicated by a 65 percent compliance level.

The concept of maintaining protected areas and designating protected species is a traditional area of nature conservation. The methods of protecting wild birds may easily be different in every country, but existing structures of protection are always present.

The new strategies of nature conservation, represented in our overview only by the adoption of habitat concepts and protection, are far less developed. One may predict that by adding biodiversity or sensitive areas to the full picture would lower the level of compliance.

We have to point out that two countries claim to fulfill all the legislative obligations in the field of nature conservation. These are Poland and Slovakia, where both the old and the new concepts are manifested in law.

Noise

The relatively low ranking in the approximation scale of noise abatement issues (32 percent) represents also a difference in legislative concepts. EU legislation focuses on problems that transmit noise emissions from one country to the other, problems that are connected with products. The principal basis of legislation for domestic noise abatement regulation is the protection of the locality and the designation of noise abatement zones, while the different product standards are not as important. Thus, product-oriented, source-oriented and emission level-oriented methods are mixed. If one adds the relative backwardness of the market economy together with the backwardness of product standards in the CEE countries, the situation becomes compounded.

Emission regulations for motor vehicles are well-developed in Bulgaria, Hungary, Poland, Slovakia and Slovenia, while other countries have at least some noise pollution regulations in this field. It seems that Lithuania is the only country where even motor vehicle emission control is missing, for we did not receive any information in this field.

Product regulations for emissions from household appliances are missing in all 10 countries. This is proof again of the present failure of product-oriented regulations in the given countries.

Waste

Next to chemicals and industrial activities, waste management regulations, with a regional average of 33 percent, represent a black hole in the environmental regulations of these 10 countries. It may also be a consequence of the lack of regulations in the previous field. A second reason is that CEE countries generally do not follow such concepts as the life-cycle analysis of products. A third reason is the relatively low level of primary raw-materials, thus the disinterest of developing waste-minimizing technologies or different recovery or reuse options. The result of these and other reasons is that the regulation of waste management may well remain outside the interest of legislators.

The Czech Republic, Estonia and Slovakia have the most intensive waste management regulations. In the early or draft stages are Hungary, Lithuania, Poland and Romania. Waste management regulations would provide, among other things, a basic condition for the priorities of waste management activities. If the studies are now focusing on waste management plans, then it is only Slovakia which reports on some direct results in developing such preventive measures. It is also Slovakia that could report that they have an acceptable level of regulations in most of the fields of waste management except BATNEEC and packaging material.

Going more into the details of waste regulations, even in those countries that have general waste management regulations, one has to admit that it is only, or mostly, the field of hazardous waste in which the legal measures are more developed. General production and industrial wastes and household wastes are vaguely regulated without any perceivable legal requirements.

Permitting is the best way of preventing at least the most harmful effects of waste. In most of the countries, some authorization provisions are present, but they are ordinarily connected only with hazardous wastes. Going along with the questions of the tables, the lack of specific landfill or incineration requirements is adequate proof of the absence of authorization requirements.

Technological requirements such as BATNEEC, even in draft format, are found only in the Czech Republic, Estonia, Poland and Slovakia. As the details are not known in this respect, it is not clear whether these technology options refer to the prevention side also or only to waste handling issues.

The relative lack of consumer protection is back again in the field of packaging material regulations. Six of the countries are in the early stages of regulation development or have some draft regulations in connection with packaging, while four countries reported nothing at all.

Water

Major water quality regulations belong again to the first group of issues, where the regulations are more advanced, as indicated by the 61 percent compliance level. The main reasons are the historical background of water-related legal issues that date back to the last century, the need for international cooperation and the relative visibility of the problem.

Water discharges are usually regulated. All the countries have quite well-developed or even satisfactory regulations with respect to the relevant EU legal instruments.

The regulation of water quality in the case of different water uses generally covers drinking water and, very rarely, bathing water. One may add that in this comparison, the exact quality requirements have not been compared but only the existence of similar water quality requirements.

Estonia, Poland and Slovakia could report a more advanced level of groundwater legislation, while the other countries only have drafts, or specific information on the legal situation is missing.

The best results came from the evaluation of monitoring systems for water quality control that do not directly reflect any qualitative requirements.

General ecological quality of water is reflected in a draft format in Poland and Slovakia only, while the other countries could not touch upon this problem. More complex or integrated water protection is only under development in the 10 countries under consideration.


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